Seng Saechao is a registered investment advisor at Focus Advisor Solutions, LLC, based in Visalia, CA, with 19 years of industry experience. Seng operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,101 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.65% |
| $500K - $1.0M | 0.35% |
| $1.0M - $5.0M | 0.25% |
| $5M+ | 0.20% |
Fees are negotiable. Independent investment advisors may also charge separate advisory fees.
Fee Estimator
Location
Visalia, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Focus Advisor Solutions, LLC
Previous Registrations
Foreside Financial Services, LLCBroker
Lwi Financial INC.
Loring Ward Securities INC.Broker
Hd Vest Investment ServicesBroker
Scf Securities, INC.Broker
Loring Ward Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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