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Scott Burns

19 Years of Experience
Monroe, MI
2 DisclosuresSells Insurance

Scott Burns is a registered investment advisor at River Raisin Investment Partners, INC., based in Monroe, MI, with 19 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 374 clients with $120M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
374 clients
Average Client Portfolio
$321K average
Assets Under Management
$120.2M

Fee Structure

Minimum Investment:None
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

230 W Front St, Monroe, MI, 48161

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History

Regulatory History (2)
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Employment Separation After Allegations
August 2018
Customer Dispute
September 2013
Settled
Other Business ActivitiesSells Insurance

Scott is a licensed insurance agent selling life, health, property, and casualty insurance, dedicating minimal time to this activity. He also owns Pin Seekers, LLC and spends about 10-20% of his time on administrative duties, with minimal time during trading hours.

Employment History
Current Registrations
River Raisin Investment Partners, INC.
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
LPL Financial LLC
October 2016 - September 2018 · 1 yr 11 mos
LPL Financial LLCBroker
October 2016 - September 2018 · 1 yr 11 mos
Fifth Third Securities, INC.
April 2011 - November 2016 · 5 yrs 7 mos
Fifth Third Securities, INC.Broker
January 2011 - November 2016 · 5 yrs 10 mos
Signator Investors, INC.Broker
September 2010 - January 2011 · 4 mos
Uvest Financial Services Group, INC.Broker
December 2009 - September 2010 · 9 mos
Edward JonesBroker
July 2006 - December 2009 · 3 yrs 5 mos
State Registrations2 states
MIOH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.