Michael Gennawey
Michael Gennawey is a registered investment advisor at LPL Financial LLC, based in Costa Mesa, CA, with 19 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1835 Newport Blvd Ste D152, Costa Mesa, CA, 92627
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2025Other Business Activities
Michael volunteers teaching a financial literacy course to grade school children for Junior Achievement. He also works as a program manager for Credit Union of Southern California and is the founder of Credit Union Advisor League, focusing on business development and networking. Michael spends a significant amount of time on his LPL business through Seacliff Wealth Management.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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