JC
JC

Justin Carriere

17 Years of Experience
Red Lake Falls, MN
Broker

Justin Carriere is a registered investment advisor at LPL Financial LLC, based in Red Lake Falls, MN, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Red Lake Falls, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Justin operates Northwest Wealth Management as a DBA for his LPL business, dedicating all of his time to it. He also owns JC Properties RLF LLC, a real estate rental business, since 2018.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2020 - Present · 6 yrs 1 mo
LPL Financial LLC
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
Cetera Investment Advisers LLC
July 2016 - March 2020 · 3 yrs 8 mos
Cetera Investment Services LLCBroker
November 2014 - March 2020 · 5 yrs 4 mos
Hsbc Securities (USA) INC.Broker
December 2006 - April 2013 · 6 yrs 4 mos
State Registrations8 states
AZFLGAMNMOMTNDWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.