DC
DC

David Cade

19 Years of Experience
Ridgeland, MS
Broker

David Cade is a registered investment advisor at Morgan Stanley, based in Ridgeland, MS, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1018 Highland Colony Parkway, Suite 105, Ridgeland, MS, 39157

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is the owner of Poverty Point, a farm, since March 2014. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
April 2008 - June 2009 · 1 yr 2 mos
Citigroup Global Markets INC.
April 2008 - June 2009 · 1 yr 2 mos
LPL Financial Corporation
April 2007 - March 2008 · 11 mos
LPL Financial CorporationBroker
April 2007 - March 2008 · 11 mos
Pfic Securities CorporationBroker
July 2006 - April 2007 · 9 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Cade - Financial Advisor | TrueAdvisor