CC
CC

Charles Conklin

19 Years of Experience
New York, NY
Broker

Charles Conklin is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 19 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...

Location

1290 Avenue of the Americas, New York, NY, 10104

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Charles is a part-owner of CME Property and Construction LLC, a real estate business, dedicating minimal time to it. He also rents out his personal car through Turo, spending minimal time on this activity as well.

Employment History
Current Registrations
Neuberger Berman Bd LLC
November 2010 - Present · 15 yrs 6 mos
Neuberger Berman Bd LLCBroker
October 2010 - Present · 15 yrs 7 mos
Neuberger Berman Bd LLC
October 2010 - Present · 15 yrs 7 mos
Previous Registrations
Olympia Asset Management,ltd.Broker
June 2010 - August 2010 · 2 mos
Chase Investment Services CORP.Broker
October 2008 - May 2010 · 1 yr 7 mos
First Investors CorporationBroker
May 2006 - September 2008 · 2 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Charles Conklin - Financial Advisor | TrueAdvisor