MS
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Maurice Saluan

19 Years of Experience
Rancho Mission Viejo, CA
Broker

Maurice Saluan is a registered investment advisor at John Hancock Investment Management LLC, based in Rancho Mission Viejo, CA, with 19 years of industry experience. Maurice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,239 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
173 advisors
IM Fee
Planning only
Assets Under Management
$202.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Rancho Mission Viejo, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
John Hancock Investment Management Distributors LLC
August 2021 - Present · 4 yrs 9 mos
John Hancock Investment Management Distributors LLCBroker
August 2021 - Present · 4 yrs 9 mos
John Hancock Investment Management LLC
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Payden & Rygel
October 2018 - August 2021 · 2 yrs 10 mos
Payden & Rygel DistributorsBroker
October 2018 - August 2021 · 2 yrs 10 mos
PNC Capital Advisors LLC
October 2012 - September 2018 · 5 yrs 11 mos
PNC Funds Distributor, LLCBroker
May 2012 - September 2018 · 6 yrs 4 mos
Sunamerica Capital Services, INC.Broker
January 2011 - April 2012 · 1 yr 3 mos
Key Investment Services LLCBroker
September 2009 - January 2011 · 1 yr 4 mos
Fifth Third Securities, INC.
November 2007 - September 2009 · 1 yr 10 mos
Fifth Third Securities, INC.Broker
November 2007 - September 2009 · 1 yr 10 mos
Ameriprise Financial Services, INC.
September 2006 - September 2007 · 1 yr
Ameriprise Financial Services, INC.Broker
September 2006 - September 2007 · 1 yr
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.