Joan Moody
Joan Moody is a registered investment advisor at Cetera Investment Advisers LLC, based in Lafayette, LA, with 19 years of industry experience. Joan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2000 Kaliste Saloom Rd Ste 300, Lafayette, LA, 70508
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joan is a partner at a CPA firm and a member/financial advisor at Darnall Sikes Wealth Partners LLC. She also works as an insurance agent for Avantax Insurance Agency, and has roles as an estate executor and power of attorney.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations1 state
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