RJ
RJ
Randall Johnson
19 Years of Experience
Yankton, SD
1 DisclosureBroker
Randall Johnson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Yankton, SD, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
610 West 23rd Street, Suite 2, Yankton, SD, 57078
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2016Denied
Other Business Activities
Randall is an independent contractor for Legacy Financial Group, Inc., providing branch supervision. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2009 - Present · 17 yrs 2 mos
Raymond James Financial Services, INC.
February 2009 - Present · 17 yrs 5 mos
Raymond James Financial Services, INC.Broker
February 2009 - Present · 17 yrs 5 mos
Previous Registrations
Wachovia Securities, LLC
January 2008 - February 2009 · 1 yr 1 mo
Wachovia Securities, LLCBroker
January 2008 - February 2009 · 1 yr 1 mo
A. G. Edwards & Sons, INC.
December 2006 - January 2008 · 1 yr 1 mo
A. G. Edwards & Sons, INC.Broker
July 2006 - January 2008 · 1 yr 6 mos
State Registrations37 states
AKALARAZCACOFLIAIDILINKSKYMDMEMIMNMOMSMTNCNDNENJNMNVNYOHOKORPASCSDTXWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.