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Mark Sullivan

Wells Fargo Advisors
19 Years of Experience
Seattle, WA
1 DisclosureBroker
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Mark Sullivan is a registered investment advisor at Wells Fargo Advisors, based in Seattle, WA, with 19 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

999 3rd Ave 40th Fl, [Wh/Wk-Rbo], Seattle, WA, 98104

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History

Regulatory History (1)
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Customer Dispute
December 2022
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark is the operator of Black Hills Herefords, a family-owned purebred cattle operation that exhibits animals, since 1990. This activity takes a few hours per week.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2015 - Present · 11 yrs 4 mos
Wells Fargo Advisors
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2011 - June 2015 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - June 2015 · 3 yrs 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2011 · 2 yrs 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2011 · 2 yrs 6 mos
Citigroup Global Markets INC.
April 2008 - June 2009 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
April 2008 - June 2009 · 1 yr 2 mos
Citigroup Global Markets INC.
May 2007 - March 2008 · 10 mos
Citigroup Global Markets INC.Broker
February 2007 - March 2008 · 1 yr 1 mo
State Registrations21 states
ALARAZCACTFLGAHIIDINMIMTNHNJNVOKORPASCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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