Richard Haye
Richard Haye is a registered investment advisor at Wells Fargo Advisors, based in Mclean, VA, with 19 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1753 PINNACLE DR 3RD and 4TH FL, [V1-Rbo], Mclean, VA, 22102
Get directionsHistory
Regulatory History (3)
Judgment / Lien
July 2021Judgment / Lien
March 2014Judgment / Lien
August 2005Other Business Activities
Richard works as a theatrical stagehand for GLP Inc. and drives for Uber and Lyft. These activities are not investment-related and take about 10-20% of his time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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