Megean Caldwell
Megean Caldwell is a registered investment advisor at Cetera Investment Advisers LLC, based in Florence, KY, with 6 years of industry experience. Megean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
7310 Turfway Road, Suite 550, Florence, KY, 41042
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Megean is an insurance agent selling life, fixed annuities, and long-term care insurance, dedicating minimal time to this activity. She is also a registered representative with Renaissance Capital Management/Companies, spending about a quarter of her time providing financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.