Franklin Matute is a CFP-designated registered investment advisor at Roserock Wealth Management, LLC, based in Dallas, TX, with 12 years of industry experience. Franklin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 74 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 1.10% |
| $1.5M - $3.0M | 0.85% |
| $3.0M - $10.0M | 0.55% |
| $10M+ | 0.30% |
Fees may vary depending on the complexity of the client's circumstances or with the inclusion of financial planning or other services. Fees may be negotiable. For clients with less than $1,000,000, investment management is offered at 1.10% annually.
Fee Estimator
Location
5950 Sherry Lane, Suite 201, Dallas, TX, 75225
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Franklin is a board member of the Dallas/Fort Worth Financial Planning Association Board, dedicating minimal time. His role involves government relations advocacy.
Employment History
Current Registrations
Roserock Wealth Management, LLC
Previous Registrations
Lee Financial Company, LLC
LPL Financial LLC
LPL Financial LLC
State Registrations1 state
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