KG
KG

Kristopher Goeden

19 Years of Experience
Des Moines, IA
Broker

Kristopher Goeden is a registered investment advisor at Principal Asset Management, based in Des Moines, IA, with 19 years of industry experience. Kristopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7,399 clients with $360B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
7,399 clients
Average Client Portfolio
$49.2M average
Assets Under Management
$364.0B

Fee Structure

Investment management only (planning not offered)

Principal AM's fees are generally based on a percentage of the value of the assets they manage or a fixed fee. Fees can vary and may be negotiable depending on factors like the client's relationship with Principal AM, the number of accounts managed, the size of the account, and the services provided. Fees and allocations can be fixed, fixed plus performance-based, or performance-based only. Certain fixed fees are required to be paid up front.

Loading...

Location

711 High Street, Des Moines, IA, 50392

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Kristopher is an access/supervised person of Principal Global Investors, LLC. He is also the CEO of Unless Ventures, LLC, which has multiple business lines including real estate development, book self-publishing, and farm equipment leasing, taking a few hours per week.

Employment History
Current Registrations
Principal Asset Management
October 2018 - Present · 7 yrs 7 mos
Principal Funds Distributor, INC.
October 2010 - Present · 15 yrs 7 mos
Principal Funds Distributor, INC.Broker
October 2010 - Present · 15 yrs 7 mos
Previous Registrations
Principal Securities, INC.
February 2012 - October 2018 · 6 yrs 8 mos
Principal Securities, INC.Broker
February 2012 - December 2018 · 6 yrs 10 mos
Princor Financial Services Corporation
August 2007 - October 2010 · 3 yrs 2 mos
Princor Financial Services CorporationBroker
August 2007 - October 2010 · 3 yrs 2 mos
Securian Financial Services, INC.
October 2006 - July 2007 · 9 mos
Securian Financial Services, INC.Broker
July 2006 - July 2007 · 1 yr
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kristopher Goeden - Financial Advisor | TrueAdvisor