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Antonio Lopez

18 Years of Experience
Coral Gables, FL
BrokerSells Insurance

Antonio Lopez is a registered investment advisor at Cetera Investment Advisers LLC, based in Coral Gables, FL, with 18 years of industry experience. Antonio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2332 Galiano Street, 2nd Floor, Coral Gables, FL, 33134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Antonio is an owner/partner in Triumph Wealth Management, a DBA for financial services and fixed insurance sales, dedicating about a quarter of his time. He also serves as president of Business Networking International, spending minimal time on this role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Cetera Advisors LLC
February 2023 - March 2024 · 1 yr 1 mo
Edward Jones
December 2018 - February 2023 · 4 yrs 2 mos
Edward JonesBroker
November 2018 - February 2023 · 4 yrs 3 mos
Ivy Distributors, INC.Broker
December 2016 - September 2018 · 1 yr 9 mos
Waddell & ReedBroker
December 2016 - September 2018 · 1 yr 9 mos
Funds Distributor, LLCBroker
March 2013 - October 2016 · 3 yrs 7 mos
Nylife Distributors LLCBroker
December 2009 - February 2013 · 3 yrs 2 mos
Sunamerica Capital Services, INC.Broker
January 2008 - June 2009 · 1 yr 5 mos
Chase Investment Services CORP.Broker
June 2006 - November 2007 · 1 yr 5 mos
State Registrations20 states
AZCACOCTFLGAILINKYMAMDMEMINCNJNYTXVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Antonio Lopez - Financial Advisor | TrueAdvisor