Jose Lopera-Guevara is a ChFC-designated registered investment advisor, based in Doral, FL, with 18 years of industry experience. Jose is also registered as a broker, so some compensation may come from commissions on products sold.
Location
8699 NW 36th St, Doral, FL, 33166
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Regulatory History (1)
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Customer Dispute
January 2024Settled
Employment History
Current Registrations
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 8 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 8 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
May 2016 - January 2018 · 1 yr 8 mos
Bb&t Investment Services, INC.Broker
May 2016 - January 2018 · 1 yr 8 mos
Suntrust Investment Services, INC.
August 2014 - May 2016 · 1 yr 9 mos
Suntrust Investment Services, INC.Broker
July 2014 - May 2016 · 1 yr 10 mos
Bb&t Investment Services, INC.
October 2012 - July 2014 · 1 yr 9 mos
Bb&t Investment Services, INC.Broker
October 2012 - July 2014 · 1 yr 9 mos
LPL Financial LLC
August 2012 - October 2012 · 2 mos
LPL Financial LLCBroker
August 2012 - October 2012 · 2 mos
Chase Investment Services CORP.
May 2012 - August 2012 · 3 mos
Chase Investment Services CORP.Broker
April 2012 - August 2012 · 4 mos
LPL Financial LLCBroker
November 2010 - April 2012 · 1 yr 5 mos
Efg Capital InternationalBroker
April 2008 - October 2010 · 2 yrs 6 mos
State Registrations9 states
FLGAMDNCNJNYOHSCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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