James Rushworth
James Rushworth is a registered investment advisor at Osaic Wealth, INC., based in Harrisburg, PA, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2431 North 2nd St, Harrisburg, PA, 17110
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2016Customer Dispute
June 2016Customer Dispute
June 2014Other Business ActivitiesSells Insurance
James owns a gas land lease and receives royalty payments. He is also an Investment Advisor Representative and insurance agent with Keystone Financial Management LLC, spending full-time hours on sales/marketing of securities, investment advisory, fixed annuities, and insurance products including health and group benefits.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.