Xavier Peoples is a registered investment advisor at Neuberger Berman Bd LLC, based in Atlanta, GA, with 8 years of industry experience. Xavier operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
3414 Peachtree Road N.E., Suite 225, Atlanta, GA, 30326
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
June 2022 - Present · 4 yrs 3 mos
Neuberger Berman Bd LLCBroker
May 2022 - Present · 4 yrs 4 mos
Neuberger Berman Bd LLC
May 2022 - Present · 4 yrs 4 mos
Previous Registrations
Capital Group Private Client Services, INC.
July 2021 - January 2022 · 6 mos
Capital Bank and Trust Company
November 2018 - July 2021 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2017 - May 2018 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2017 - May 2018 · 1 yr 4 mos
Wachovia Securities, LLCBroker
September 2006 - December 2006 · 3 mos
State Registrations26 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.