MH
MH

Michael Horn

20 Years of Experience
Scottsdale, AZ
1 DisclosureBroker

Michael Horn is a registered investment advisor at Wells Fargo Advisors, based in Scottsdale, AZ, with 20 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

8601 N Scottsdale Rd Ste 100, [Va-Rbo], Scottsdale, AZ, 85253

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2016
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
December 2007 - January 2011 · 3 yrs 1 mo
Wells Fargo Investments, LLCBroker
October 2007 - January 2011 · 3 yrs 3 mos
Chase Investment Services CORP.
February 2007 - September 2007 · 7 mos
Chase Investment Services CORP.Broker
January 2007 - September 2007 · 8 mos
Wells Fargo Investments, LLC
September 2006 - January 2007 · 4 mos
Wells Fargo Investments, LLCBroker
August 2006 - January 2007 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors