Matthew Niegocki is a registered investment advisor at LPL Enterprise, LLC, based in East Setauket, NY, with 19 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
100-5 S Jersey Avenue, East Setauket, NY, 11733
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Matthew is a board member for Family Service League, a non-profit organization, dedicating minimal time. He also owns rental real estate and spends minimal time on it, and operates his LPL business under the name Three Village Financial Group, dedicating full-time hours to it.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations27 states
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