Ernest Ross
Ernest Ross is a CFP-designated registered investment advisor at Independent Advisor Alliance, LLC, based in Charlotte, NC, with 17 years of industry experience. Ernest operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.
Location
11215 N. Community House Drive, Suite 775, Charlotte, NC, 28277
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ernest operates Fit Financial Wealth Management as a DBA for his LPL business and provides investment advisory services through Independent Advisor Alliance, dedicating full-time hours to these activities. He is also an insurance producer for Sage Insurance Partners and Freedom Financial Solutions, spending minimal time on these insurance-related activities.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
LPL Financial LLCBroker
Previous Registrations
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Advisors Asset Management, INC.
Advisors Asset Management, INC.Broker
Hayden Harper Advisory, LLC
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
E*trade Securities LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.