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Elisa Garibay

Cache Advisors LLC
15 Years of Experience
San Francisco, CA
Broker
View SEC Summary
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Elisa Garibay is a registered investment advisor at Cache Advisors LLC, based in San Francisco, CA, with 15 years of industry experience. Elisa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 7 clients with $960M in assets under management.

Cache Advisors LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
7 advisors
Number of Clients
7 clients
Average Client Portfolio
$137.4M average
Assets Under Management
$962.1M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Management fees range from 0.20% to 1.00% annually depending on the selected model and leverage ratio. Standard models range from 0.50% to 1.00%, and deleverage models range from 0.20% to 0.35%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

San Francisco, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Elisa is the Chief Executive Officer, Registered Principal, and in Operations at Cache Securities LLC, a broker-dealer. This investment-related activity takes nearly full-time hours during trading hours.

Employment History
Current Registrations
Cache Advisors LLC
May 2024 - Present · 2 yrs 5 mos
Cache Securities LLC
March 2024 - Present · 2 yrs 7 mos
Cache Securities LLCBroker
March 2024 - Present · 2 yrs 7 mos
Previous Registrations
Wealthfront Brokerage LLCBroker
April 2018 - November 2023 · 5 yrs 7 mos
Wealthfront Advisers LLC
January 2018 - November 2023 · 5 yrs 10 mos
Opes Advisors, INC.
November 2013 - June 2017 · 3 yrs 7 mos
Waddell & Reed, INC.
December 2009 - August 2010 · 8 mos
Waddell & Reed, INC.Broker
December 2009 - August 2010 · 8 mos
Ameriprise Financial Services, INC.Broker
October 2008 - November 2009 · 1 yr 1 mo
Ameriprise Financial Services, INC.Broker
October 2006 - February 2008 · 1 yr 4 mos
Ameriprise Financial Services, INC.
October 2006 - February 2008 · 1 yr 4 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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