Seth Fink is a registered investment advisor at Pfg Advisors, based in Phoenix, AZ, with 19 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 7,586 clients with $3.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
PFG Advisors charges a fee for managing your investments, which includes advisory services, trade entry, and account maintenance. The fee is a percentage of the value of your portfolio and is typically charged quarterly. The specific fee and how it's charged will be detailed in your agreement. The fee can be fixed, variable (linear), or variable (tiered). PFG Advisors' representatives may negotiate the fee, but it can't exceed 1.95% of the value of your portfolio.
Location
7600 N 16th Street, Ste 100, Phoenix, AZ, 85020
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Seth is the president of Human Kindness Project, Inc, owner of Phocus Accounting and Tax Specialists, PLLC (taking up nearly full-time), a financial advisor at PFG Advisors, LLC (dedicating a few hours per week), a volunteer board member at Pink Heals, Inc, owner of SDF Investments, LLC, statutory agent for RBM Properties, and trustee for S Fink Family Trust. These activities include financial advising and real estate holdings.
Employment History
Current Registrations
Pfg Advisors
Previous Registrations
Securities America, INC.Broker
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.