AA
AA

Austin Albert

19 Years of Experience
Lewiston, ME
BrokerSells Insurance

Austin Albert is a registered investment advisor at LPL Financial LLC, based in Lewiston, ME, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

1071 Lisbon St, Lewiston, ME, 04240-5768

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Austin is involved with Twin City Financial Group, selling fixed life, health, dental, annuities, group life, and disability income insurance, dedicating about 10% of his time. He also owns rental real estate with his wife and through Twin City Financial Holdings, spending minimal time on these activities.

Employment History
Current Registrations
LPL Financial LLC
June 2018 - Present · 7 yrs 11 mos
LPL Financial LLCBroker
May 2012 - Present · 14 yrs
Previous Registrations
The Patriot Financial Group, LLC
October 2014 - July 2018 · 3 yrs 9 mos
LPL Financial LLC
May 2012 - October 2015 · 3 yrs 5 mos
New England Securities Corporation
July 2008 - June 2012 · 3 yrs 11 mos
New England SecuritiesBroker
May 2007 - June 2012 · 5 yrs 1 mo
Edward JonesBroker
July 2006 - February 2007 · 7 mos
State Registrations23 states
AZCACOCTDEFLGAIDMAMDMEMNNCNDNHNVOHPASCTXVTWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.