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Tony Wooten

19 Years of Experience
Shelbybille, TN
Broker

Tony Wooten is a registered investment advisor at LPL Financial LLC, based in Shelbybille, TN, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

635 N Main St Suite C2, Shelbybille, TN, 37160

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
August 2012 - Present · 14 yrs 1 mo
LPL Financial LLCBroker
August 2012 - Present · 14 yrs 1 mo
Previous Registrations
Edward Jones
September 2007 - August 2012 · 4 yrs 11 mos
Edward JonesBroker
July 2006 - August 2012 · 6 yrs 1 mo
State Registrations8 states
ALFLGAKYNYTNTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tony Wooten - Financial Advisor | TrueAdvisor