RB
CFP
RB
CFP
Rufus Baldwin
19 Years of Experience
Atlanta, GA
2 DisclosuresBroker
Rufus Baldwin is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in Atlanta, GA, with 19 years of industry experience. Rufus is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
4241 Roswell Rd, Atlanta, GA, 30342
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2016Denied
Customer Dispute
June 2016Denied
Employment History
Current Registrations
J.P. Morgan Securities LLC
May 2018 - Present · 8 yrs 5 mos
J.P. Morgan Securities LLCBroker
May 2018 - Present · 8 yrs 5 mos
Previous Registrations
Waddell & Reed
October 2015 - May 2018 · 2 yrs 7 mos
Waddell & ReedBroker
October 2015 - May 2018 · 2 yrs 7 mos
Metlife Securities INC.
April 2013 - November 2015 · 2 yrs 7 mos
Metlife Securities INC.Broker
April 2013 - November 2015 · 2 yrs 7 mos
New England Securities Corporation
March 2009 - April 2013 · 4 yrs 1 mo
New England SecuritiesBroker
February 2009 - April 2013 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2007 - December 2008 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2007 - December 2008 · 1 yr 8 mos
PFS Investments INC.Broker
July 2006 - December 2006 · 5 mos
State Registrations22 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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