AG
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Andrew Gardner

19 Years of Experience
Cromwell, CT
BrokerSells Insurance

Andrew Gardner is a registered investment advisor at Cetera Investment Advisers LLC, based in Cromwell, CT, with 19 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

154 West Street Suite A, Cromwell, CT, 06416

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Andrew sells fixed insurance products, including life, disability, annuities, long-term care, auto, home, and flood insurance. He is also Vice President/Wealth Manager at Reliance Wealth Management, dedicating about a quarter of his time to financial services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
October 2014 - Present · 11 yrs 7 mos
Cetera Wealth Services, LLCBroker
October 2014 - Present · 11 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
October 2014 - June 2023 · 8 yrs 8 mos
Park Avenue Securities LLC
July 2013 - October 2014 · 1 yr 3 mos
Park Avenue Securities LLCBroker
July 2013 - October 2014 · 1 yr 3 mos
LPL Financial LLC
October 2012 - May 2013 · 7 mos
LPL Financial LLCBroker
October 2012 - May 2013 · 7 mos
MML Investors Services, LLC
December 2010 - November 2012 · 1 yr 11 mos
MML Investors Services, LLCBroker
November 2010 - November 2012 · 2 yrs
Metlife Securities INC.
August 2006 - December 2010 · 4 yrs 4 mos
Metlife Securities INC.Broker
June 2006 - December 2010 · 4 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
June 2006 - July 2007 · 1 yr 1 mo
State Registrations14 states
CACTFLILMAMDMENCNHNYRITXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.