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Justin Smith

15 Years of Experience
Madison, NC
1 DisclosureBroker

Justin Smith is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Madison, NC, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

206 South Market Street, Madison, NC, 27025

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2017
Settled
Other Business Activities

Justin is an LLC member and financial advisor/branch operations manager at Living Stone Wealth Management, and officer of William Michelle LLC (used to receive 1099 income). He also owns Declaration Worship, a music group that earns royalties and performs concerts, dedicating a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2016 - Present · 9 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Edward Jones
January 2011 - April 2016 · 5 yrs 3 mos
Edward JonesBroker
December 2010 - April 2016 · 5 yrs 4 mos
State Registrations20 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Justin Smith - Financial Advisor | TrueAdvisor