Douglas Cooper is a CFP-designated registered investment advisor, based in Houston, TX, with 19 years of industry experience.
Location
3200 Kirby Drive, Suite 110, Houston, TX, 77098
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas owns rental property and Cooper Soap Company. He also sells premium finance life insurance with various partners.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Hancock Whitney Investment Services INC.
October 2017 - August 2022 · 4 yrs 10 mos
Hancock Whitney Investment Services INC.Broker
October 2017 - August 2022 · 4 yrs 10 mos
J.P. Morgan Securities LLCBroker
October 2012 - October 2017 · 5 yrs
J.P. Morgan Securities LLC
October 2012 - October 2017 · 5 yrs
Chase Investment Services CORP.
September 2008 - October 2012 · 4 yrs 1 mo
Chase Investment Services CORP.Broker
July 2006 - October 2012 · 6 yrs 3 mos
State Registrations13 states
ARCACOILLAMAMIMSNCNJOHTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.