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Michael James Mooney

11 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
50,134 clients
Average Client Portfolio
$271K average
Assets Under Management
$13.6B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

100 Constitution Plz, Fl 7, Hartford, CT, 06103-1703

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is engaged in advisor services full-time. The filing does not specify any other business activities.

Employment History
Current Registrations
Geowealth Management LLC
October 2025 - Present · 4 mos
Previous Registrations
Freedom Investment Management, INC.
July 2024 - July 2025 · 1 yr
Portsmouth Financial ServicesBroker
January 2021 - December 2022 · 1 yr 11 mos
Eqis Securities, LLCBroker
June 2018 - January 2019 · 7 mos
Freedom Investment Management, INC.
November 2017 - April 2024 · 6 yrs 5 mos
Assetmark Brokerage, LLCBroker
August 2014 - January 2017 · 2 yrs 5 mos
Capital Brokerage CorporationBroker
July 2013 - August 2014 · 1 yr 1 mo
State Registrations2 states
ILNJ
Advisor
Exams
No exam information available for this advisor.
Michael James Mooney - Financial Advisor | TrueAdvisor