Tori Patrick
Tori Patrick is a registered investment advisor at LPL Financial LLC, based in Mission Viejo, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
27281 Las Ramblas Suite 138, Mission Viejo, CA, 92691
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tori is involved in several business activities, including residential real estate rental, operating under DBAs for her LPL business, and working as a financial advisor and insurance sales agent for BGAgents Insurance Services Inc. She also dedicates minimal time to teaching, AmeriEstate Legal Plan, Key Real Estate, and PSFGWealth.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.