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JM
CFA · CFP
JM
CFA · CFP

Joseph Mitchell

Oxford Financial Group, LTD
16 Years of Experience
Atlanta, GA
1 Disclosure
View SEC Summary
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Joseph Mitchell is a CFA, CFP-designated registered investment advisor at Oxford Financial Group, LTD, based in Atlanta, GA, with 16 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Estate Planning, and 7 more. Their firm serves 697 clients with $23B in assets under management.

Oxford Financial Group, LTD
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
51 advisors
Number of Clients
697 clients
Average Client Portfolio
$33.5M average
Assets Under Management
$23.3B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $5.0M1.00%
$5.0M - $10.0M0.70%
$10M+0.50%

Schedule reflects Growth Pod public securities/equities. Other asset categories have different fee schedules: Fixed Income (0.30% on first $10M, 0.20% over $10M), Diversifier strategies (1.00%), Long/Short strategies (0.75% to 1.00%), Aspirational solutions (1.50%), Mayfair Capital Partners (2.00%), and Client-directed accounts (0.20%). Fees may be negotiable for significant asset balances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

One Buckhead Plaza, 3060 Peachtree Road Nw, Suite 470, Atlanta, GA, 30305

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History

Regulatory History (1)
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Criminal
May 2003
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oxford Financial Group, LTD
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Bessemer Investor Services, INC.Broker
November 2022 - March 2023 · 4 mos
Cresset Asset Management, LLC
October 2021 - May 2022 · 7 mos
Berman Capital Advisors, LLC
July 2016 - October 2021 · 5 yrs 3 mos
Crawford Investment Counsel INC
October 2011 - July 2013 · 1 yr 9 mos
Charles Schwab & CO., INC.
January 2007 - August 2011 · 4 yrs 7 mos
Charles Schwab & CO., INC.Broker
October 2006 - August 2011 · 4 yrs 10 mos
State Registrations3 states
FLGAIN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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