Thomas Kennedy is a CFP-designated registered investment advisor at Alteris Capital Partners, LLC, based in Houston, TX, with 18 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 88 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.55% |
| $10M+ | 0.45% |
Fees may be negotiable.
Fee Estimator
Location
520 Post Oak Boulevard, Suite 450, Houston, TX, 77027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a co-owner of GB Advisors, LLC, which has ownership in Business Financial Group Human Resource Management, and spends minimal time on this. He is also a co-owner of Business Financial Group Human Resource Management, LLC, an HR consulting and payroll processing company, dedicating about 10-20% of his time.
Employment History
Current Registrations
Alteris Capital Partners, LLC
Previous Registrations
Global Wealth Advisors
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Prudential Investment Management Services LLCBroker
AXA Distributors, LLCBroker
State Registrations1 state
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