RC
RC

Robert Chung

18 Years of Experience
Pasadena, CA
Broker

Robert Chung is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Robert is the Managing Principal of TNT Capital Management LLC, a personal investment holding company. He also manages La Puente Houses LLC and Chino Central Shopping Plaza LLC, both real estate holding companies, dedicating minimal time to each.

Employment History
Current Registrations
Morgan StanleyBroker
January 2024 - Present · 2 yrs 6 mos
Morgan Stanley
December 2023 - Present · 2 yrs 7 mos
Previous Registrations
Arc Capital Management LLC
January 2012 - December 2023 · 11 yrs 11 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2011 · 1 yr 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2011 · 1 yr 8 mos
Morgan Stanley & CO. Incorporated
November 2006 - June 2009 · 2 yrs 7 mos
Morgan Stanley & CO. IncorporatedBroker
October 2006 - June 2009 · 2 yrs 8 mos
State Registrations17 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Robert Chung - Financial Advisor | TrueAdvisor