Ariel Garza
Ariel Garza is a registered investment advisor at State Farm Investment Management CORP., based in Moses Lake, WA, with 18 years of industry experience. Ariel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1M+ | 0.50% |
Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.
Fee Estimator
Location
1010 S Pioneer Way Ste A, Moses Lake, WA, 98837-4411
Get directionsHistory
Regulatory History (1)
Criminal
May 2003Other Business ActivitiesSells Insurance
Ariel owns Cololi Group LLC, an investment or commercial property, and spends minimal time collecting rent and performing maintenance. Ariel also owns Ariel Garza's Insurance Agency, an insurance agency affiliated with State Farm, dedicating about half of their time to servicing customers and supervising employees. Additionally, Ariel is the secretary and a board member for DESERT HILLS HOA, spending minimal time on secretarial duties.
Employment History
Current Registrations
State Farm Investment Management CORP.
State Farm Vp Management CORP.Broker
Previous Registrations
Pruco Securities, LLC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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