Brian Smith is a registered investment advisor at Axis Point Capital, based in Newport Beach, CA, with 5 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5M+ | 1.00% |
Axis Point Capital may also charge a performance-based fee equal to 20% of the realized and unrealized appreciation of the net asset value of the client’s account. The investment management fees are negotiable at the sole discretion of the Adviser.
Fee Estimator
Location
Newport Beach, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Axis Point Capital
State Registrations1 state
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