NA
CFP
NA
CFP
Nicholas Agostino
14 Years of Experience
Davie, FL
2 DisclosuresBroker
Nicholas Agostino is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Davie, FL, with 14 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Davie, FL
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
October 2009Judgment / Lien
August 2009Other Business Activities
Nicholas serves as a FINRA arbitrator on an as-needed basis and is paid per hearing.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2023 - Present · 3 yrs 2 mos
Cetera Investment Services LLC
February 2023 - Present · 3 yrs 3 mos
Cetera Investment Services LLCBroker
February 2023 - Present · 3 yrs 3 mos
Cetera Advisors LLCBroker
June 2021 - Present · 4 yrs 11 mos
Cetera Financial Specialists LLC
June 2021 - Present · 4 yrs 11 mos
Cetera Advisors LLC
June 2021 - Present · 4 yrs 11 mos
Cetera Financial Specialists LLCBroker
June 2021 - Present · 4 yrs 11 mos
Cetera Wealth Services, LLCBroker
April 2019 - Present · 7 yrs 1 mo
Cetera Wealth Services, LLC
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Avantax Investment Services, INC.Broker
July 2024 - September 2025 · 1 yr 2 mos
Cetera Investment Services LLCBroker
June 2021 - February 2023 · 1 yr 8 mos
First Allied Securities, INC.Broker
June 2021 - September 2022 · 1 yr 3 mos
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Cetera Investment Advisers LLC
March 2016 - February 2023 · 6 yrs 11 mos
Summit Financial Group INC
June 2015 - May 2021 · 5 yrs 11 mos
Summit Brokerage Services, INC.Broker
June 2015 - December 2019 · 4 yrs 6 mos
T. Rowe Price Advisory Services, INC.
September 2012 - June 2013 · 9 mos
T. Rowe Price Investment Services, INC.Broker
April 2012 - June 2013 · 1 yr 2 mos
Riversource Distributors, INC.Broker
June 2011 - January 2012 · 7 mos
America's Choice Equities LLCBroker
April 2010 - September 2010 · 5 mos
Hrc Investment Services, INC.Broker
September 2008 - February 2010 · 1 yr 5 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.