AJ
AJ

Andrew Austin Johnson

18 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
168 advisors
Number of Clients
6,720 clients
Average Client Portfolio
$302K average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:$25K
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Location

4201 42nd Street Ne, Suite 100, Cedar Rapids, IA, 52402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is the Vice President of Our Redeemer Lutheran Church and the Treasurer for Boy Scout Troop 47. Both roles involve minimal time commitment and are not investment-related.

Employment History
Current Registrations
Bfc Planning, INC.
February 2022 - Present · 4 yrs
Securities Management & Research, INC.Broker
February 2022 - Present · 4 yrs
Berthel, Fisher & Company Financial Services, INC.Broker
February 2022 - Present · 4 yrs
Previous Registrations
Cambridge Investment Research Advisors, INC.
January 2020 - February 2022 · 2 yrs 1 mo
Cambridge Investment Research, INC.Broker
October 2018 - February 2022 · 3 yrs 4 mos
Securities Management & Research, INC.Broker
November 2014 - October 2018 · 3 yrs 11 mos
Berthel, Fisher & Company Financial Services, INC.Broker
August 2007 - October 2018 · 11 yrs 2 mos
State Registrations1 state
IA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.