AC
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Aaron Castle

16 Years of Experience
Davenport, IA
Broker

Aaron Castle is a registered investment advisor at Morgan Stanley, based in Davenport, IA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4300 East 53rd Street, Suite 300, Davenport, IA, 52807

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is involved with a trust in Bettendorf, Iowa since November 2021. This investment-related activity requires minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
July 2014 - Present · 12 yrs
Morgan StanleyBroker
June 2014 - Present · 12 yrs 1 mo
Previous Registrations
First Trust Portfolios L.P.Broker
June 2012 - April 2014 · 1 yr 10 mos
First Trust Advisors LP
June 2012 - April 2014 · 1 yr 10 mos
Claymore Advisors, LLC
September 2006 - November 2008 · 2 yrs 2 mos
Claymore Securities, INC.Broker
July 2006 - November 2009 · 3 yrs 4 mos
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Aaron Castle - Financial Advisor | TrueAdvisor