Michael Caspani
Michael Caspani is a registered investment advisor at Broadoak Asset Management, LLC, based in Bethesda, MD, with 12 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BroadOak's fees are negotiated separately for each client, but are typically based on a percentage of the net capital committed. These fees generally do not exceed 2.5% and are typically paid quarterly in advance. BroadOak may also receive performance-based compensation, generally 20% or more of the fund's net capital appreciation, after deducting the base management fee. Clients also incur bank fees, audit fees, and legal fees.
Location
4800 Montgomery Lane, Suite 230, Bethesda, MD, 20814
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael is a director and acting treasurer of IXRF, INC. and a director and acting secretary of PARTICLE DYNAMICS HOLDINGS, INC., spending about 10-20% of his time on each. He is also a partner and 13% owner of Sherman Avenue Capital, LLC, dedicating minimal time to this real estate partnership.
Employment History
Current Registrations
Broadoak Asset Management, LLC
Broadoak Partners, LLCBroker
Previous Registrations
Macquarie Capital (USA) INC.Broker
Gca Savvian Advisors, LLCBroker
Banc of America Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.