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Richard Whippee

7 Years of Experience
Chicago, IL
BrokerSells Insurance

Richard Whippee is a registered investment advisor, based in Chicago, IL, with 7 years of industry experience.

Location

303 E. Wacker Drive, Ste 500, Chicago, IL, 60601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is an insurance agent and branch sales manager for Bankers Life and Casualty Insurance since 1995. He dedicates significantly more than full-time hours monthly to insurance sales and management of insurance sales agents, with a substantial portion during trading hours.

Employment History
Current Registrations
Bankers Life Securities, INC.Broker
October 2021 - Present · 4 yrs 11 mos
Bankers Life Advisory Services, INC.
February 2020 - Present · 6 yrs 7 mos
Previous Registrations
Uvest Financial Services Group, INC.Broker
September 2006 - December 2007 · 1 yr 3 mos
State Registrations1 state
NJ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Whippee - Financial Advisor | TrueAdvisor