Thomas Green
Thomas Green is a registered investment advisor at Ameriprise Financial Services, LLC, based in Conway, AR, with 19 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
620 Chestnut St, Conway, AR, 72032-5404
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2014Other Business Activities
Thomas is a board member at Green since 2017, dedicating minimal time. He also works at Centennial Bank since 2007, spending a significant amount of time there, including during trading hours, and is involved with Degray Liquor as a wine and spirits retailer since 2019, dedicating minimal time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Investment Professionals, INC.
Investment Professionals, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Dortch Securities & Investments, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.