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Steven Bajema

14 Years of Experience
Oklahoma City, OK
BrokerSells Insurance

Steven Bajema is a registered investment advisor at Cetera Investment Advisers LLC, based in Oklahoma City, OK, with 14 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5100 N Classen Boulevard, Oklahoma City, OK, 73118

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven works as a personal banking representative at First Fidelity Bank, spending nearly full-time opening accounts, submitting loan applications, and referring bank products. He also sells third-party insurance through MassMutual Financial Group, dedicating a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2014 - Present · 12 yrs 1 mo
Cetera Investment Services LLCBroker
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
MML Investors Services, LLCBroker
April 2011 - November 2013 · 2 yrs 7 mos
State Registrations1 state
OK
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Bajema - Financial Advisor | TrueAdvisor