David Hooks is a CFP-designated registered investment advisor at LPL Financial LLC, based in Camarillo, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1203 Flynn Rd. Ste 250, Camarillo, CA, 93012
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2011Other Business Activities
David operates IHT Wealth Management as a DBA for his LPL business and Hooks Wealth & Tax Solutions, also as a DBA for his LPL business. He is also an IAR for IHT Wealth Management LLC, providing investment advisory services; these activities take up nearly all of David's time.
Employment History
Current Registrations
LPL Financial LLC
Iht Wealth Management LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.