David Hooks is a CFP-designated registered investment advisor at LPL Financial LLC, based in Camarillo, CA, with 19 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1203 Flynn Road, Suite 250, Camarillo, CA, 93012
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2011Other Business Activities
David operates IHT Wealth Management as a DBA for his LPL business and Hooks Wealth & Tax Solutions, also as a DBA for his LPL business. He is also an IAR for IHT Wealth Management LLC, providing investment advisory services; these activities take up nearly all of David's time.
Employment History
Current Registrations
LPL Financial LLC
Iht Wealth Management LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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