Chase Awalt
Chase Awalt is a registered investment advisor at Cetera Investment Advisers LLC, based in Dallas, TX, with 19 years of industry experience. Chase operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3030 Lbj Fwy, Ste 1450, Dallas, TX, 75234
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Regulatory History (1)
Customer Dispute
July 2025Other Business ActivitiesSells Insurance
Chase is an agent/broker for fixed insurance sales since 2006, dedicating a few hours per week. Chase also works as a financial professional for Martin Financial Group, providing financial services and dedicating about a quarter of his time, including about 10-20% of his time during trading hours.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.