Chase Awalt is a registered investment advisor, based in Dallas, TX, with 20 years of industry experience. Chase is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3030 Lbj Fwy, Ste 1450, Dallas, TX, 75234
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Regulatory History (1)
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Customer Dispute
July 2025Denied
Other Business ActivitiesSells Insurance
Chase is an agent/broker for fixed insurance sales since 2006, dedicating a few hours per week. Chase also works as a financial professional for Martin Financial Group, providing financial services and dedicating about a quarter of his time, including about 10-20% of his time during trading hours.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 3 yrs 2 mos
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 2 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
October 2006 - August 2023 · 16 yrs 10 mos
Securian Financial Services, INC.Broker
September 2006 - August 2023 · 16 yrs 11 mos
State Registrations11 states
CACOFLGALANMOHOKORTXWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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