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Douglas Marine

19 Years of Experience
Fort Dodge, IA
Broker

Douglas Marine is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fort Dodge, IA, with 19 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1400 Central Ave, Fort Dodge, IA, 50501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas is a council member, dedicating minimal time to this role. He is also a member of AFA through FISH2O, spending about a third of his time on this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
August 2008 - Present · 18 yrs 1 mo
Ameriprise Financial Services, LLC
August 2008 - Present · 18 yrs 1 mo
Ameriprise Financial Services, LLC
August 2008 - Present · 18 yrs 1 mo
Previous Registrations
Edward Jones
March 2007 - July 2008 · 1 yr 4 mos
Edward JonesBroker
August 2006 - July 2008 · 1 yr 11 mos
State Registrations8 states
AZCOIAKSMDMNMOSD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Marine - Financial Advisor | TrueAdvisor