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Maurice Rouquette

9 Years of Experience
Slidell, LA
Broker

Maurice Rouquette is a registered investment advisor at Cetera Investment Advisers LLC, based in Slidell, LA, with 9 years of industry experience. Maurice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2250 Gause Blvd East, Slidell, LA, 70461

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Maurice is a soccer coach for Mandeville High School and Mandeville Soccer Club. This activity takes about half of Maurice's time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 4 mos
Cetera Investment Services LLCBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
LPL Enterprise, LLC
December 2024 - January 2025 · 1 mo
LPL Enterprise, LLCBroker
November 2024 - January 2025 · 2 mos
Pruco Securities, LLC.Broker
December 2023 - November 2024 · 11 mos
W&s Brokerage Services, INC.Broker
March 2021 - January 2024 · 2 yrs 10 mos
Metlife Securities INC.
August 2006 - October 2010 · 4 yrs 2 mos
Metlife Securities INC.Broker
July 2006 - October 2010 · 4 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
July 2006 - July 2007 · 1 yr
State Registrations2 states
LAMS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Maurice Rouquette - Financial Advisor | TrueAdvisor