Nicole Becker is a registered investment advisor, based in Colorado Springs, CO, with 18 years of industry experience.
Location
Colorado Springs, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Capfinancial Securities, LLC.Broker
October 2022 - Present · 3 yrs 7 mos
Captrust
October 2022 - Present · 3 yrs 7 mos
Capfinancial Securities, LLC.
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
T. Rowe Price Advisory Services, INC.
September 2015 - September 2022 · 7 yrs
T. Rowe Price Investment Services, INC.Broker
September 2007 - September 2022 · 15 yrs
State Registrations2 states
CONC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.