Matthew Wong is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Matthew owns Simply Modern by Wong, a home-based business building and selling custom furniture as a hobby since 2017. This activity takes about 10-20% of Matthew's time and is not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Advanced Equities Asset Management
Greenbook Investment Management, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
State Registrations53 states
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