Robert Kaplan
Robert Kaplan is a registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 19 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
345 E 77 St, Apt 6F, New York, NY, 10075
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is a CPA and owner/sole proprietor of a tax preparation and accounting business since 1996, dedicating full-time hours to it. He is also an agent with Avantax Insurance Agency and/or Avantax Insurance Services, selling insurance products and spending minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations2 states
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